The declaration of a national emergency can trigger insider trading inquiries focused on the owners of a stock portfolio, 401(k) plan or brokerage account if they sold before or after
Continue Reading It’s All in the Timing: Insider Trading Investigations and National Emergencies
No Easy Out: Federal Judge Says Selling Digital Tokens May Violate Federal Securities Laws
Our colleague Ernest Badway writes about a recent decision in a federal criminal case rejecting the defendant’s argument that there was no securities fraud because he was selling digital tokens.
Continue Reading No Easy Out: Federal Judge Says Selling Digital Tokens May Violate Federal Securities Laws
SEC Widens Investigation of Cryptocurrency Companies
The Wall Street Journal reports today that the Securities and Exchange Commission has recently issued multiple subpoenas and requests for information in a widening investigation of cryptocurrency firms.
According to
Continue Reading SEC Widens Investigation of Cryptocurrency Companies