The declaration of a national emergency can trigger insider trading inquiries focused on the owners of a stock portfolio, 401(k) plan or brokerage account if they sold before or after the emergency was declared.
Fox Rothschild’s Securities Industry Practice presents an informative session on how to respond when confronted with questions from investigators and an outline of the process such investigations follow, led by attorneys Patrick Egan, Chuck DeMonaco, and Trisha Stein.
This complimentary webinar will be held on Thursday, April 16, 2020, at 2:00 pm ET. To register, click here.
Please check out Fox Rothschild’s coronavirus resource page, which is available here.
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